SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here
SEBI Registration Details

RIA Name: Shibu Kunjappy | RIA No: INA000013466 | Regn. Type: Individual | Validity: Perpetual | Registered Address: Lily-412, A-Block, Talpuri International Colony, Bhilai - 490006, District - Durg, State - Chhattisgarh, INDIA.


Regulatory Complaints Disclosure

SEBI mandates all registered investment advisers to display the complaints status on the website. Investors can first contact the investment adviser in case of complaints. The SEBI Scores website that facilitates investors in logging any complaints against SEBI intermediaries can be accessed here.


Data as on : 01 September, 2023
S.No. Received from Pending as of last month Received Resolved* Total Pending# Pending > 3 months Average Resolution time^
1. Directly from investors 0 0 0 0 0 0
2. SEBI - Scores 0 0 0 0 0 0
3. Other Sources 0 0 0 0 0 0
Total 0 0 0 0 0 0

Trend of Monthly disposal of complaints
S.No. Month Carried forward from previous month Received Resolved* Pending#
1. Jan 2024 0 0 0 0
2. Feb 2024 0 0 0 0
3. Mar 2024 0 0 0 0
Total 0 0 0 0

Trend of Annual disposal of complaints
S.No. Year Carried forward from previous year Received Resolved* Pending#
1. 2019-20 0 0 0 0
2. 2020-21 0 0 0 0
3. 2021-22 0 0 0 0
4. 2022-23 0 0 0 0
5. 2023-24 0 0 0 0
Total 0 0 0 0

* Inclusive of complaints of previous months/years resolved during the current month/year | ^ Time in days | # Inclusive of complaints pending as on the last day of the month/year


Compliance Audit Status
S.No. Financial year Compliance Audit Status Remarks, if any
1. FY 2020-21 Conducted n/a
2. FY 2021-22 Conducted n/a
3. FY 2022-23 Conducted n/a

SEBI Investor Charter

To facilitate investor awareness, SEBI has created an Investor Charter pertaining to Investment Advisers, displayed below for your reference

 
Registration granted by SEBI, membership of BSE Administration and Supervision Limited (BASL) and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the Investment Adviser or provide any assurance of returns to investors. Investment in securities market are subject to market risks. Read all the related documents carefully before investing.